SCHEDULE OF FEES
(Valid from November 06th, 2023)
 
1. Trading Fee / Services
No. Type of Service Charge rate
1.1
 Trading fee of Shares, fund certificates, Covered Warrant listed directly at the counter or through account management officer for all customers
Total trading value during the day from 0 to 200 million (VND) 0.40%
Total trading value during the day from over 200 to 500 million (VND) 0.35%
Total trading value during the day from over 500 million to 1 billion (VND) 0.30%
Total trading value during the day over 1 billion Negotiable
1.2 Trading fee for VIP accounts Negotiable
1.3 Trading fee of Shares, fund certificates, Covered Warrant listed via trading online channels 0.20%
1.4 Trading fee of Shares, fund certificates, Covered Warrant listed via Call-center (T-stock) 0.40%
1.5 Trading fee of Shares, fund certificates, Covered Warrant listed via Internet Broker 0.15%
1.6 PIA fee 11.5% - 13.5%/ year
(Calculated on the total PIA amount)
1.7 Cash Dividend Advance fee
(Advance loan term is not over 90 days)		 13.5%/ year
(Min VND 50,000)
1.8 Trading fees of Corporate bonds 0.10%
1.9
 Trading fee of Government bonds
Bond bidding fee 0.06%/ total value of bond bidding result
Bond trading fee
Under 100 bil 0.10%
From 100 bil to up Negotiable
2. Custody fee
No. Type of Service Charge rate
2.1
 Close account and transfer to other securities company
Under 10,000 shares VND 50,000/time
From 10,000 shares to up Collection fee is VND 1.3/share and the minimum collection fee is VND 200,000/time and the maximum is VND 800,000/securities code
2.2
 Account balances confirmation (cash or securities)
Send transaction statement via customer email Free
Print transaction statement at the counter Free
Transaction statement and confirmation of account balance First copy: VND 50,000
Additional copies: VND 20,000/each copy
Confirmation of professional securities investor
 Clients have securities trading account at PHS: Free
Clients do not have securities accounts at PHS:
• Individual client: VND 300,000 /each copy
• Institution client: VND 500,000 /each copy
Cash Statement at IVB Bank (collect for IVB) VND 11,000/1 A4 page
2.3 Securities consignment Free
2.4 Withdraw consigned securities VND 100,000/time
2.5
Depository securities (stocks, fund certificates, warrants, corporate bonds and government bonds as defined in the Law on Public Debt Management
(Collect for VSD)
 VND 0.27/share, fund certificate, Covered
Warrant/month
VND 0.18/corporate bond/month;
Max VND 2,000,000/corporate bond/month
VND 0.14 /government bond/month,
Max VND 1,400,000/government bonds/month.
2.6 Securities mortgage management 0.1% of the market value and the minimum collection fee is VND 200,000 per transaction
2.7 Securities mortgage confirmation VND 100,000/time
2.8
 Right issue transfer
The same company VND 100,000/time
The different company VND 200,000/time
2.9
 Fees for transferring ownership of securities outside the trading system of the Stock Exchange (PHS will be charged accordingly to the transferor or owner who is a customer of PHS)  
The transfer of shares of the founding shareholders during the limited transfer period as prescribed by law. 0.25% of ownership transfer value
Transfer of ownership of securities centrally registered at VSD is approved by the State Securities Commission. + 0.25% of ownership transfer value for stocks, fund certificates, warranties
+ 0.155% of ownership transfer value for corporate bonds and debt instruments as prescribed in the Law on Public Debt Management
Transfer of ownership of privately-issued corporate bonds registered for securities at VSD but not yet traded on the Stock Exchange. 0.155% of ownership transfer value
Transfer of ownership of securities due to division, separation, consolidation or merger of enterprises; contribute capital by shares to enterprises in accordance with the provisions of the Civil Law, the Law on Enterprises and the Law on Securities 0.17% of ownership transfer value
Transfer of ownership of securities due to handling of security assets that are registered securities and blockade at VSD + 0.17% of ownership transfer value for stocks, fund certificates, covered warrants
+ 0.155% of ownership transfer value for corporate bonds and debt instruments as prescribed in the Law on Public Debt Management
Giving, inheriting securities in accordance with the law + 0.25% of ownership transfer value for stocks, fund certificates, covered warrants
+ 0.155% of ownership transfer value for corporate bonds and debt instruments as prescribed in the Law on Public Debt Management
(collect the parties to transfer ownership)
Transfer of ownership due to public offering 0.18% of the value of ownership transfer
Transfer of ownership of securities in swaps of ETF certificates, exercise of covered warrants 0.2% of the value of the underlying securities to be swapped based on the par value of the ETF, the value of the underlying securities to transfer ownership at the par value to exercise covered warrants
(collected from Investors performing swaps (buying, reselling ETF certificates) with ETFs, investors requesting to exercise covered warrants)
Transfer of share ownership between foreign investors in the event that the maximum foreign ownership ratio for such shares has been reached and the price agreed upon by the parties is higher than the ceiling price of such shares of the securities trading system at the time of trading 0.25% of ownership transfer value
Transfer of ownership of securities to serve the issuance or cancellation of depository certificates in transactions between investors and foreign depository certificate issuers 0.2% of the value of the underlying securities transferred ownership at par value
(collecting the licensor in the transaction of transferring ownership of securities serving the issuance of depository certificates or the transferee in the transfer of ownership for the cancellation of depository certificates)
Tax for stock transfer (just collecting for transfer party) 0.1%/value of ownership transfer
(Collect for Tax Agencies)
2.10
 Blocking securities at the request of investors
Fees for blocking securities at the request of investors at VSD
 + 0.1% of the value of blocked securities for stocks, fund certificates, covered warrants, up to 10 million VND/stock code
+ 0.01% of the value of blocked securities for corporate bonds and debt instruments as prescribed in the Law on Public Debt Management, up to 10 million VND/stock code
(Collecting the VSD)
0.05% total value at par value (Min VND 200,000/dossier, Max VND 2,000,000/dossier)
Fees for blocking securities at the request of investors at PHS 0.05% total value at par value (Min VND 200,000/dossier, Max VND 2,000,000/dossier)
Fees for clearing securities of securities freezing services at the request of investors VND 200,000/dossier
2.11
 Price of security interest registration service for securities registered at VSD
Register for the first secured transaction and block the securities VND 100,000/dossier
Register to change the registered security transaction content VND 100,000/dossier
Register for a written notice on the disposal of collateral VND 50,000/dossier
Delete secured transaction registration VND 50,000/dossier
Issuance of a copy of the written certification of secured transaction registration contents VND 50,000/dossier
Price provides information about secured transactions VND 50,000/dossier