| No: 26/2023/TB-DVCK | Ho Chi Minh City, November 01st, 2023 |
ANNOUNCEMENT
Ref: Comply with the obligation to report and disclose information before transactions of Internal Persons and Related Persons
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Dear Valued Customers
Phu Hung Securities Corporation (PHS) would like to send our sincere greetings and thank you for using our services.
Follow Official Letter No. 5879/UBCK-VP dated August 25, 2023 of the State Securities Commission on implementing the plan to control the reporting and pre-transaction information disclosure obligations of Internal Persons and Related Persons.
Based on the list provided by Vietnam Securities Depository and Clearing Corporation on October 3rd, 2023, PHS notifies customers who are Internal Persons/Related Persons of listed organizations and organizations registered for trading at Hanoi Stock Exchange (HNX) and Ho Chi Minh City Stock Exchange (HOSE). Accordingly, Internal Persons/Related Persons must disclose information and reports before making transactions to the State Securities Commission, Stock Exchange, public companies, and investment fund with the following contents:
- When the expected transaction value per day is more than VND 50 million or the expected transaction value per month is more than VND 200 million;
- Follow the time, volume, and value of information announced to the Stock Exchange and only make the first transaction on the trading day after the date of information announced by the Stock Exchange;
- Not allowed to register to buy and sell the same type of securities in one registration. Internal Persons/Related Persons can only register and carry out the next transaction after reporting the end of the previous transaction;
- Disclosure of information about expected transactions according to the form specified in Appendix XIII or Appendix XIV issued with Circular 96/2020/TT-BTC.
(For details, please see Article 33 of Circular 96/2020/TT-BTC)
Trading orders at PHS that exceed the information disclosure threshold in article 1 in this notification will not be executed; until the customer completes the information disclosure obligation according to regulations and confirms with PHS that your transaction at PHS and other trading members do not exceed the announced value.
PHS sincerely informs to Valued Customers and lets you understand the regulations when participating in stock trading on the stock market for Internal Persons/Related Persons.
For further information, please do not hesitate to contact our Customer Service at:
Tel: 1900 25 23 58
Email: support@phs.vn
Sincerely.
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Recipients: |
GENERAL DIRECTOR (Signed) CHEN CHIA KEN |
