Announcement of auction - HO CHI MINH CITY SECURITIES CORPORATION

No: 05/2024/TB-DVCK

Ho Chi Minh City, February 02^nd, 2024

ANNOUNCEMENT

(Ref: Auction at HSX)

Dear Valued Customers,

Phu Hung Securities Corporation (PHS) would like to send our sincere greetings and thank you for using our services.

PHS would like to announce the information of Auction Schedule as follow:

The name of the Share Ownership Company	STATE FINANCIAL INVESTMENT HO CHI MINH CITY COMPANY (HFIC)
The name of the Auction Issuer	SECURITIES JOINT STOCK HO CHI MINH CITY COMPANY
Address	Floors 2, 5, 6, 7, 11 & 12 AB Building, 76 Le Lai, District 1, HCMC
Business line	Brokerage, Self-trading, Underwriting, Securities investment consulting.
Chartered capital	4,580,523,670,000 VND
Par value	10,000 VND/share
Beginning price	7,523 VND/shares
Number of shares for a lot auction	105,772,520 shares
Number of shares for foreigners	0 share
An auction method	Each investor is issued a ticket to attend the auction and can only record a maximum of 01 (one) purchase price; The purchase price must be a multiple of 1 VND; Minimum order volume is 200 stock purchase rights and placed in multiples of 20 stock purchase rights; The total order volume at the price is equal to the number of registered stock purchase rights. Step price: 1 VND
Registration time and place	+ Time: From 8:00 am on February 02^nd, 2024 to 4:00 pm on on February 20^t^h, 2024 + Place: At Branches/ Trading Offices of PHS, detail as follow: 1. Phu My Hung Trading Offices Ground floor, CR2-08, 107 Ton Dat Tien,Tan Phu Ward, District 7, HCMC Phone: (+84 28) 5413 5478 Fax: (+84 28) 5413 5473 2. Tan Binh Branch Park Legend Building, 251 Hoang Van Thu Street, Ward 02, Tan Binh District, HCMC Phone: (+84 28) 3813 2401 Fax: (+84 28) 3813 2415 3. District 3 Branch 4th & 5th Floor, 458 Nguyen Thi Minh Khai, Ward 2, District 3, HCMC Phone: (+84 28) 3820 8068 Fax: (+84 28) 3820 8206 4. District 1 Branch Room 1003A, 10^th Floor, 81-83-83B-85 Ham Nghi, Nguyen Thai Binh Ward, District 1, HCMC Phone: (+84 28) 3535 6060 Fax: (+84 28) 3535 2912 5. Ha Noi Branch 5^th Floor, Vinafor Building, No.127 Lo Duc, Dong Mac Ward, Hai Ba Trung District, Hanoi Phone: (+84 24) 3933 4566 Fax: (+84 24) 3933 4820 1. 6. Thanh Xuan Branch 5^thFloor, UDIC Complex Building, N04 Hoang Dao Thuy, Trung Hoa Ward, Cau Giay District, Ha Noi Phone: (+84 24) 6250 9999 Fax: (+84 24) 6250 6666 7. Hai Phong Branch 2^nd Floor, No.18 Tran Hung Dao Building, Hoang Van Thu Ward, Hong Bang District, Hai Phong City Phone: (+84 225) 384 1810 Fax: (+84 225) 384 1801
Time of deposit	+ Time: Before 4:00 p.m. on February 20^th, 2024 + Customer transfer deposit (10% of the total value of shares registered for auction at a beginning price in VND) to an account specified in the auction regulations.
Time and place to submit the Auction slip	+ Time: Before 3:00 p.m. on February 26^th, 2024 + Place: Drop Auction slip directly into the box at the PHS branches/transaction offices mentioned above. Or send by express delivery to PHS's headquarters address: 21st Floor, Phu My Hung Tower, 08 Hoang Van Thai, Tan Phu Ward, District 7, Ho Chi Minh City Note: Auction slip must be sealed in a sealed envelope and signed by the customer's signature on the sealing edge.
Time and place for Auction	+ Time: 09:00 am on February 28^th, 2024 + Place: Ho Chi Minh City Stock Exchange
Time for deposit to buy shares	From February 29^th, 2024 to March 04^th, 2024
Time for refund the deposit	From March 05^th, 2024 to March 06^th, 2024